AFSL | Licensee Consulting Services

AFSL | Licensee Consulting Services

AFSL - Licensee Review Service

R2A provide a range of services to support advice practices review and select the optimum AFSL to achieve your goals:

  • AFSL Consulting Service
  • Comprehensive Checklists
  • AFSL Shortlist to your needs
  • Support & Guidance
AFSL Consulting Services - Recruit 2 Advice - Financial Planning Recruitment

What’s Really Important to you?

9 CORE SERVICES – Due Diligence

  • Good Fame & Character - Licensee & Management
  • Commercial Structure - “Ownership” Motivations & Influence (Shareholders)
  • Commercial Agreements - AR/CAR Termination & Exit Clauses
  • Compliance & Regulatory Approach - Experience & Depth of Team
  • Software & Training - Mandated or Flexible / Xplan Expertise
  • APL & Research - Compatibility / Approval Process
  • Professional Indemnity - Excess in event
  • Revenue Payments System - Cycle & Disputes
  • Learning and Development - PD & Conference + Kaplan

"Success starts with every challenge not from the comfort zone"

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Over 80 key questions to ask!

R2A Consulting Process - AFSL Licensing

If you’re looking to change Licensee or review your current AFSL it is important to be prepared.

Getting started: Pre AFSL review workshop

Business Plan | Current AFSL | Information Memorandum

Getting under the Bonnet: Ecosystem Review

Your Profile | Your Clients | Your Practice | Your Staff

Go to market: AFSL Review

Shortlist | Proof Points | Value | Negotiate

The use of a Consultant can be useful to do a lot of the leg work for you, someone who knows the way around the market and AFSL management.

Un-Locking Value - AFSL Licensing

Recruit 2 Advice - Financial Planning Recruitment - AFSL Licensing Guide Checklist


Unlocking Value

Adviser Community - Peer Group Forums / Advisers + Support
Adviser Advocacy - “Voice” - Collaboration + Feedback
Business Consulting Services - Data & Analytics Insights / Dashboard
M&A Services - Succession / Growth / Merger
Paraplanning & Technical Support - Quality & Responsiveness
Marketing (White Label) - Client Newsletters + Updates
Adviser Portal - Templates & Guides
Professional Year - Supported Program
AFSL Transition Support - Resources + Data + Pragmatic Compliance
IT & T - Cyber Support - HR Templates & Support

Why use R2A?

With over 25 years experience working with AFSL (Dealer Group) Licensees, we can assist with your business planning and go to market strategy.

AFSL Consulting Services - Recruit 2 Advice - Financial Planning Recruitment

Plus R2A provides full AFSL Licensee Consulting Services to Financial Advisers/Advice Practices to manage the AFSL Review process to short-listed meetings and review, through to final negotiated agreements.

From a fully supported end-to-end program or simply advice and resources like checklists and comparison tools, we can assist.

We know the Industry, Management and most importantly the "Playbook" on how to get you the best result!


Dugald Braithwaite - Recruit 2 Advice - Financial Planning Recruitment

Dugald Braithwaite

Principal | 25 Years Experience

Since 1998 Dugald has delivered Management Consulting Services to the Financial Planning Industry.

Experience extends to supporting local & international wealth management clients with executive search, strategy, board reporting and large scale project execution.